Understanding what your private placement memorandum (PPM) must include to build trust and legally raise capital. Raising capital legally starts with trust—and trust begins with transparency. For sponsors, fund managers, and founders navigating the private markets, a well-drafted Private Placement Memorandum (PPM) is the cornerstone of a compliant and compelling investor offer. But what exactly Read More
Category: Blog
Why Hiring A PPM Lawyer Before Approaching Investors Is The Smartest Move
Comments are off for this post.
by
When founders, fund managers, and entrepreneurs begin planning a capital raise, their instinct is often to line up investors first and then deal with the legal and compliance documents later. On the surface, this seems cost-effective—you save money upfront and only spend on lawyers once an investor is serious. But here’s the reality: this approach Read More
Online Fundraising & Crowdfunding: How To Stay SEC Compliant
Comments are off for this post.
by
Learn the legal rules for online fundraising and crowdfunding under Reg D to avoid SEC violations when raising capital digitally. Raising capital online has never been easier, but there is risk involved that is critical to understand. Platforms, social media, and email marketing have opened doors for startups, real estate syndicators, and investment funds to Read More
Redlining A PPM: What Lawyers And Investors Look For Before Signing
Comments are off for this post.
by
Discover what investors and lawyers scrutinize when redlining a PPM—and how to get yours right to raise capital legally. When you’re preparing to raise capital using a Private Placement Memorandum (PPM), there’s a critical step that can make or break your deal: redlining. This process—where lawyers, investors, and sometimes co-GPs comb through the document—is more Read More
How To Build A Compliant Investor List Without Breaking SEC Rules
Comments are off for this post.
by
Learn how to legally grow your investor list without triggering SEC violations. Smart strategies for Reg D marketing and investor compliance. When it comes to raising capital, who you market to matters just as much as how you do it. For real estate syndicators, fund managers, and startup founders, building a high-quality, compliant investor list Read More
Blue Sky Laws: State-Level Legal Traps To Avoid When Raising Capital
Comments are off for this post.
by
Navigate state securities laws the right way—learn how Blue Sky Laws impact your private offering and how to stay compliant across all 50 states. Avoid legal pitfalls when raising capital across state lines—learn how Blue Sky Laws work and what you need to comply legally. Raising capital legally in the U.S. involves more than just Read More
LLC Vs LP: Choosing The Right Entity For Your Investment Offering
Comments are off for this post.
by
Which legal entity is best for your capital raise? Discover how LLCs and LPs differ and which is the better fit for your PPM and investor structure. Raising capital legally means more than filing paperwork with the SEC. The legal entity you choose for your investment offering—whether it’s a Limited Liability Company (LLC) or a Read More
Launching An Investment Fund: A Legal Guide To Raising Capital The Right Way
Comments are off for this post.
by
Discover the legal essentials to raise capital for a private equity or hedge fund while avoiding SEC pitfalls and regulatory missteps. Starting an investment fund—whether it’s a private equity fund, hedge fund, or venture capital vehicle—is an exciting step, but also one that triggers complex securities laws. Pooling capital from multiple investors and managing it Read More
Real Estate Funds Vs Syndications. What’s Best For Raising Capital?
Comments are off for this post.
by
Understand the difference between syndications and real estate funds — and how to choose the right structure for raising capital legally. Raising capital for real estate is more than just finding investors—it’s about choosing the legal structure that best aligns with your goals, investment strategy, and compliance obligations. Two of the most common methods are Read More
What The SEC Looks For In A Private Placement
Comments are off for this post.
by
Understand how the SEC evaluates your offering — and how to keep your private placement compliant, transparent, and audit-ready. If you’re raising capital through a private placement — especially under Regulation D — it’s easy to assume you’re “under the radar” of the SEC. After all, you’re not going public, right? But the truth is, Read More
Joe McNulty 
Archimede LaLuce 
Danish Zahur 
Gary Murphy 
Vince Baiera 
Billy Walsh 
Howard Akin 
Jeff Embry 
Jaime Dermody 
Jean Klinkhamer 
John Rubino 
AnabelleLipton 
Matt Martin 
DOUGLAS MUIR 