FLAT FEE PPM SERVICES

 

Silver Service

Includes the following:

  • Attorney-Drafted Subscription Agreement
  • Attorney-Drafted Investor Questionnaire and Third­-Party Verification Letter (for Rule 506(c) offering)
  • Preparation and Filing of Form D with the SEC
  • Preparation and Filing of State Filings for up to 10 States (for Rule 506 offerings only)
  • Attorney-Drafted Limited Liability Company Operating Agreement, or review of Corporation Charter Documents to determine if offering is structured properly.
  • Review of existing PPM to determine (i) if Risk Factors are adequate and (ii) if appropriate Federal Regulations are referenced.

This service is for clients who already have a PPM. Note that if you have not had your PPM drafted by a qualified corporate securities attorney, you are at increased risk of enforcement action, compliance issues, and legal exposure. This service should not be used to replace drafting of your PPM by a qualified corporate securities attorney.

 

Gold Service*

This service includes everything in the Silver Service and provides all the documentation you need to conduct your fundraising in full compliance with federal and state securities laws. We provide a custom drafted private placement memorandum (PPM) with custom industry­-specific and company­-specific risk factors, subscription agreement, investor questionnaire, and accredited investor verification letter.

Includes Silver Service plus the following:

  • Complete custom drafted PPM (includes subscription agreement, investor questionnaire, and third-party verification letter)
  • Preparation of state notice (blue sky) filings for up to 10 states
  • Preparation and filing of Federal Form D
  • Custom LLC Operating Agreement

 

Platinum Service

This service includes everything in the Gold Service and provides all the documentation you need to conduct your fundraising in full compliance with federal and state securities laws, as well as access to thousands of accredited investors.

Includes Gold Service plus the following:

  • Complete custom drafted PPM (includes subscription agreement, investor questionnaire, and third-party verification letter)
  • Preparation of state notice (blue sky) filings for All US States
  • Preparation and filing of Federal Form D
  • Custom LLC Operating Agreement
  • Attorney Opinion Letter for Federal Offering Compliance
  • Designation of our law firm in PPM (adds credibility)
  • Introductions to our network of funding sources
  • Ongoing support throughout the offering
  • Expedited Service – Lightning Fast Turnaround

 

*Expedited Service Add-On

  • In a rush with your PPM? Use our expedited service for lightning-fast turnaround (optional add-on to Gold Service; included in Platinum Service).

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