Securities law insights for capital raisers, fund managers, and real estate syndicators.
A SAFE and a PPM answer two different questions. The SAFE is the instrument the investor buys. The private placement memorandum, the PPM, is the disclosure document that tells the…
SAFEs, convertible notes, and priced rounds are three ways to sell a piece of your company, and the choice affects your dilution, your timeline, and your legal exposure. A SAFE…
Starting your first fund means forming a pooled investment vehicle, deciding on an exemption from SEC registration, and preparing the offering documents that let you accept outside capital legally. For…
How long does a PPM take? For a standard Regulation D offering, plan on four to six weeks from engagement to a final, signature-ready package. A complete first draft of…
In a private capital raise, the three core documents divide the work cleanly. The private placement memorandum (PPM) discloses: it tells investors what the deal is, who runs it, and…
A friends and family round is still a sale of securities, which means securities law applies to it exactly the way it applies to a raise from strangers. The relationship…
Every private capital raise has two people at the table who need the same thing. The sponsor needs to raise money without breaking securities law. The investor needs enough information…
Before you worry about attracting investors, you must ensure your capital raise is legally structured—because securities compliance begins long before the first conversation with an investor. Raising capital often feels…
Raising capital is one of the most common—and most misunderstood—activities among founders, real estate syndicators, and fund managers. Many people believe that if they are just taking money from one…
Wondering what others ask about raising capital legally? Discover our answers to the 10 most common questions clients ask. Raising capital is both an exciting opportunity and a legal minefield….
Start preparing your 2026 capital raise today with these legal and strategic steps to stay ahead of the game. Ready To Raise Capital In 2026? Start Now Or Risk Falling…
Learn what legal essentials must go into your investor pitch deck to stay compliant and raise capital confidently. When you’re raising capital, whether for a startup, real estate syndication, or…
Book a free 30-minute call with a PPM LAWYERS attorney.